SEC Form 4 · accession 0001195734-16-000094
POTBELLY CORP · PBPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Warschausky
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001195734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2016 | A | 8,289 | $0.00 | A | 11,094 | D | |
| Common StockF1 | May 12, 2016 | A | 753 | $0.00 | A | 11,847 | D | |
| Common Stock | holding | — | — | — | 4,200 | I | by C.W.W. Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date.