SEC Form 4 · accession 0001195734-16-000055
POTBELLY CORP · PBPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Bassi
Director
Period of report
Jun 5, 2015
Accepted (ET)
Feb 23, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001195734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2015 | J | 432 | $0.00 | A | 7,575 | I | by Family Trust |
| Common StockF2 | holding | — | — | — | 5,363 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro rata distribution from Maveron III Entrepreneurs' Fund LP, of which the reporting person is a non-managing limited partner.
- F2The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date.