SEC Form 4 · accession 0001181431-15-003192
POTBELLY CORP · PBPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vann A Avedisian
Director
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001195734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | S | 30,000 | $15.33 | D | 160,449 | I | by: Vann A. Avedisian Trust |
| Common StockF2 | holding | — | — | — | 1,004,724 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 2,592 | I | By: Armen G. Avedisian Trust | |
| Common Stock | holding | — | — | — | 348 | I | by: Daughter | |
| Common Stock | holding | — | — | — | 348 | I | by: Son | |
| Common Stock | holding | — | — | — | 2,558 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Common Stock reported herein as being sold were sold at a range of between $15.25 and $15.46 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F2Includes 875,664 shares held by Oxford Blackpoint Venture Partners VII, LLC ("Oxford Blackpoint") and 129,060 shares held by Concorde Holdings IX, LLC ("Concorde"). Oxford Blackpoint is an investment fund managed by Oxford Capital Partners, Inc. ("Oxford Capital"). Mr. Avedisian is co-owner of Oxford Capital and co-owner of Concorde. Accordingly, Mr. Avedisian may be deemed to share power to vote and dispose of shares owned directly by such entities. Mr. Avedisian disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3Mr. Avedisian is the trustee of the Armen G. Avedisian Trust (the "AGA Trust"). Accordingly, Mr. Avedisian may be deemed to have the power to vote and dispose of shares owned directly by the AGA Trust. Mr. Avedisian disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.