SEC Form 4 · accession 0001181431-15-000902
POTBELLY CORP · PBPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryant L Keil
Director
Period of report
Jan 8, 2015
Accepted (ET)
Jan 12, 2015 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001195734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 8, 2015 | S | 35,370 | $14.05 | D | 535,899 | D | |
| Common StockF1,F3 | Jan 9, 2015 | S | 14,630 | $14.02 | D | 521,269 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold in compliance with a trading plan previously adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- F2The shares of Common Stock sold by the Reporting Person and reported herein were sold at prices that ranged from $13.93 to $14.21 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Upon the request of the SEC staff, the Issuer or a securityholder, the Reporting Person undertakes to provide information regarding the number of shares sold at each separate price.
- F3The shares of Common Stock sold by the Reporting Person and reported herein were sold at prices that ranged from $13.89 to $14.18 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Upon the request of the SEC staff, the Issuer or a securityholder, the Reporting Person undertakes to provide information regarding the number of shares sold at each separate price.