SEC Form 4 · accession 0000914190-16-000741

Arno Therapeutics, Inc · ARNI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 15, 2016

Accepted (ET)

Aug 17, 2016 · 6:03 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001195116

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Aug 15, 2016	P$0	714,285	—	A	2,262,838	I	Arie S. Belldegrun, M.D. Inc. Profit Sharing Plan
Common Stock	holding	—	—		—	3,115	D
Common Stock^F3	holding	—	—		—	858,094	I	Leumi Overseas Trust Corp. Ltd. as TTEE of the BTL Trust
Common Stock^F4	holding	—	—		—	254,887	I	Leumi Overseas Trust Corp. Ltd. as TTEE of the Tampere Trust
Common Stock^F5	holding	—	—		—	379,294	I	Belldegrun Family Trust
Common Stock^F6	holding	—	—		—	174,644	I	MDRB Partnership, L.P.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
2016 Series F Warrants (right to buy)^F1,F2	$0.4375	Aug 15, 2016	P	357,142	A	Aug 15, 2016	Aug 15, 2021	Common Stock	357,142	357,142	I

F1The reported securities are included within 714,285 Issuer units purchased by the Reporting Person for $0.35 per unit. Each unit consists of one share of common stock and a 2016 Series F Warrant to purchase one-half share of common stock.
F2The Reporting Person is the trustee of the profit sharing plan that owns the securities.
F3Although the Reporting Person is not a trustee of the BTL Trust, the Reporting Person is a beneficiary of the BTL Trust, and as such may be deemed to be the beneficial owner of the securities owned by the BTL Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F4Although the Reporting Person is not a trustee of the Tampere Trust, the Reporting Person is a beneficiary of the Tampere Trust, and as such may be deemed to be the beneficial owner of the securities owned by the Tampere Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F5The Reporting Person is the trustee of the family trust that owns the securities. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F6The Reporting Person is the managing partner of the limited partnership that owns the securities. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.