SEC Form 4 · accession 0001562180-19-000314
GLAUKOS Corp · GKOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Link Ph.D.
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 16, 2019 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001192448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 2, 2019 | A | 2,140 | $0.00 | A | 6,773 | D | |
| Common StockF3 | holding | — | — | — | 40,479 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Granted by the Issuer in the form of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.
- F2Consists of 6,773 restricted stock units that have not yet vested or been delivered to the Reporting Person.
- F3The shares are held by The Link Family Trust (the "Link Trust") for the benefit of William J. Link. William J. Link is a trustee of the Link Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.