SEC Form 4 · accession 0001562180-18-001646
GLAUKOS Corp · GKOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph E Gilliam
Officer — CFO, SVP Corporate Development
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 1:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001192448
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F1 | $30.92 | Mar 14, 2018 | A | 80,500 | A | — | Mar 14, 2028 | Common Stock | 80,500 | 80,500 | D |
Explanation of responses
- F1This option vests over a four-year period, with 25% to vest on the first anniversary of the grant date and 1/36th of the total remaining number to vest on a monthly basis thereafter, such that the stock option is vested in full on the fourth anniversary of the grant date.