SEC Form 4 · accession 0001562180-16-001966
GLAUKOS Corp · GKOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Harrison
Officer — Treasurer, CFO & Secretary
Period of report
Mar 10, 2016
Accepted (ET)
Mar 11, 2016 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001192448
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F1 | $16.49 | Mar 10, 2016 | A | 50,000 | A | — | Mar 10, 2026 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1This option has a four-year vesting schedule in which 25% will vest on the first year anniversary date of the grant and then will vest equally for 36 months thereafter, such that the stock option is vested in full on the four-year anniversary of the grant date.