SEC Form 4 · accession 0001104659-19-009831
GLAUKOS Corp · GKOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph E Gilliam
Officer — CFO, SVP Corporate Development
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001192448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 19, 2019 | S | 5,000 | $70.03 | D | 75,694 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
- F2This transaction was executed in multiple trades at prices ranging from $70.00 to $70.195. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The reported amount reflects (1) a transfer of 6,758 shares of Glaukos common stock made by the reporting person pursuant to a domestic relations order exempt from reporting pursuant to Section 16a-12 under the U.S. Securities Exchange Act of 1934, as amended, and (2) 1,335 shares acquired by the reporting person pursuant to the stockholder-approved Glaukos 2015 Employee Stock Purchase Plan.