SEC Form 4 · accession 0001104659-15-048974

GLAUKOS Corp · GKOS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Paul S Madera

Director · 10% Owner

Period of report

Jun 30, 2015

Accepted (ET)

Jun 30, 2015 · 6:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001192448

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jun 30, 2015	C	2,972,501	—	A	2,972,501	I	Through Meritech Capital Partners III L.P.
Common Stock^F1,F2	Jun 30, 2015	C	54,177	—	A	54,177	I	Through Meritech Capital Affiliates III, L.P.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series E Convertible Preferred Stock^F1,F2	—	Jun 30, 2015	C	1,862,784	D	—	—	Common Stock	1,862,784	I
Series E Convertible Preferred Stock^F1,F2	—	Jun 30, 2015	C	33,951	D	—	—	Common Stock	33,951	I
Series F Convertible Preferred Stock^F1,F2	—	Jun 30, 2015	C	1,109,717	D	—	—	Common Stock	1,109,717	I
Series F Convertible Preferred Stock^F1,F2	—	Jun 30, 2015	C	20,226	D	—	—	Common Stock	20,226	I

Explanation of responses

F1The shares of Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of common stock on a 1:1 basis immediately prior to the consummation of Issuer's initial public offering ("IPO") and had no expiration date.
F2Meritech Capital Associates III L.L.C., a Delaware limited liability company (''MCA III''), serves as the sole general partner of Meritech Capital Partners III L.P., a Delaware limited partnership (''MCP III'') and of Meritech Capital Affiliates III, L.P., a Delaware limited partnership (''MCAFF III''). Meritech Management Associates III L.L.C., a Delaware limited liability company (''MMA III'') is a managing member of MCA III. Paul S. Madera is a managing member of MMA III and shares voting and dispositive power over the shares held by MCP III, MCAFF III, MCA III and MMA III; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein. Mr. Madera voluntarily resigned from the Issuer's Board of Directors effective upon consummation of the Issuer's IPO.

Remarks

This report is one of two reports, each on a separate Form 4, but relating to the same transaction being filed by entities affiliated with Meritech Capital Partners and their associated managing members.