SEC Form 4 · accession 0001104659-15-048973

GLAUKOS Corp · GKOS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 30, 2015

Accepted (ET)

Jun 30, 2015 · 6:08 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001192448

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jun 30, 2015	C	2,603,362	—	A	2,603,362	I	Through InterWest Partners IX, L.P.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series C Convertible Preferred Stock^F1,F2	—	Jun 30, 2015	C	1,523,809	D	—	—	Common Stock	1,523,809	I
Series D Convertible Preferred Stock^F1,F2	—	Jun 30, 2015	C	674,510	D	—	—	Common Stock	674,510	I
Series E Convertible Preferred Stock^F1,F2	—	Jun 30, 2015	C	151,653	D	—	—	Common Stock	151,653	I
Series F Convertible Preferred Stock^F1,F2	—	Jun 30, 2015	C	253,390	D	—	—	Common Stock	253,390	I

F1The shares of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering and had no expiration date.
F2Shares held by InterWest Partners IX, L.P., a California limited partnership (''IWP-9''). InterWest Management Partners IX, LLC, a California limited liability company (''IMP-9'') serves as the sole general partner of IWP-9 and owns no shares directly. Dr. Kliman is a managing director of IMP-9 and shares voting and dispositive power over the shares held by IWP-9; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.