SEC Form 4 · accession 0001104659-15-048961

GLAUKOS Corp · GKOS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Jun 30, 2015

Accepted (ET)

Jun 30, 2015 · 5:57 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001192448

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 30, 2015	C	265,359	—	A	607,251	I	Through the Burns Family Trust
Common Stock^F1	Jun 30, 2015	C	100,000	—	A	100,000	I	Through the Thomas W. Burns Irrevocable Trust
Common Stock^F1	Jun 30, 2015	C	100,000	—	A	100,000	I	Through the Janet M. Burns Irrevocable Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series B Convertible Preferred Stock^F1	—	Jun 30, 2015	C	200,000	D	—	—	Common Stock	200,000	I
Series B Convertible Preferred Stock^F1	—	Jun 30, 2015	C	100,000	D	—	—	Common Stock	100,000	I
Series B Convertible Preferred Stock^F1	—	Jun 30, 2015	C	100,000	D	—	—	Common Stock	100,000	I
Series D Convertible Preferred Stock^F1	—	Jun 30, 2015	C	65,359	D	—	—	Common Stock	65,359	I

F1The shares of Series B Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering and had no expiration date.