Form4insider filings, from the source

SEC Form 4 · accession 0000904454-15-000439

GLAUKOS Corp · GKOS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Jesse I Treu
10% Owner
James C Blair
10% Owner
Brian H Dovey
10% Owner
Period of report
Jun 30, 2015
Accepted (ET)
Jul 1, 2015 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001192448

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3,F4,F5,F6Jun 30, 2015C2,057,190—A2,057,190D
Common StockF2,F3,F4,F5,F6Jun 30, 2015M20,470$7.65A2,077,660D
Common StockF2,F3,F4,F5,F6Jun 30, 2015F8,700$18.00D2,068,960D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series A Preferred StockF2,F3,F4,F5,F6,F1—Jun 30, 2015C585,958D——Common Stock585,9580D
Series B Preferred StockF2,F3,F4,F5,F6,F1—Jun 30, 2015C925,926D——Common Stock925,9260D
Series C Preferred StockF2,F3,F4,F5,F6,F1—Jun 30, 2015C440,178D——Common Stock440,1780D
Series D Preferred StockF2,F3,F4,F5,F6,F1—Jun 30, 2015C105,128D——Common Stock105,1280D
WarrantF2,F3,F4,F5,F6,F7,F1$7.65Jun 30, 2015M20,470D——Series D Preferred Stock20,4700D

Explanation of responses