SEC Form 4/A · accession 0001201891-15-000030
PIMCO CORPORATE & INCOME OPPORTUNITY FUND · PTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William H Gross
Other
Period of report
Jan 30, 2015
Accepted (ET)
Feb 18, 2015 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001190935
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jan 30, 2015 | S | 50,000 | $16.6304 | D | 1,085,671 | D | |
| COMMON STOCK | holding | — | — | — | 708,611 | I | BY CHILD TRUST #1 | |
| COMMON STOCK | holding | — | — | — | 694,668 | I | BY CHILD TRUST #4 | |
| COMMON STOCK | holding | — | — | — | 724,874 | I | BY CHILD TRUST #7 | |
| COMMON STOCK | holding | — | — | — | 13,400 | I | BY CHILD TRUST #8 | |
| COMMON STOCK | holding | — | — | — | 10,762 | I | BY CHILD TRUST #10 | |
| COMMON STOCK | holding | — | — | — | 10,762 | I | BY CHILD TRUST #11 | |
| COMMON STOCK | holding | — | — | — | 10,763 | I | BY CHILD TRUST #12 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $16.61 to $16.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this footnote.
Remarks
The Reporting Person is a former Portfolio Manager of the Issuer. The Reporting Person ceased being affiliated with the Issuer effective September 27, 2014.