SEC Form 4/A · accession 0000919574-15-003731
PIMCO CORPORATE & INCOME OPPORTUNITY FUND · PTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Period of report
Jun 22, 2011
Accepted (ET)
Apr 24, 2015 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001190935
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Auction-Rate Preferred SharesF1,F2 | Feb 27, 2015 | S$0 | 1,852 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F187% of par (i.e., $21,750 per share).
- F2Consistent with the Securities and Exchange Commission's Auction Rate Securities Global Exemptive Relief no action letter issued on September 22, 2008, the shares reported herein represent the reporting person's combined holdings in the separate series of auction rate preferred shares of the issuer.