SEC Form 4 · accession 0001441557-17-000017
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. · CELZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CREATIVE MEDICAL HEALTH INC.
10% Owner
Period of report
Jun 2, 2017
Accepted (ET)
Jun 5, 2017 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001187953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2017 | S | 3,500 | $0.40 | D | 58,613,427 | D | |
| Common Stock | Jun 2, 2017 | S | 2,200 | $0.42 | D | 58,611,227 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.10 | holding | — | — | — | Sep 30, 2016 | Sep 30, 2026 | Common Stock | 30,000 | 30,000 | D |