SEC Form 4 · accession 0001441557-17-000006
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. · CELZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Herbst
10% Owner
Period of report
Dec 2, 2016
Accepted (ET)
Jan 27, 2017 · 1:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001187953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2016 | P | 1,000,000 | $0.10 | A | 11,346,667 | D | |
| Common Stock | holding | — | — | — | 10,346,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.10 | Dec 2, 2016 | P | 100,000 | A | Dec 2, 2016 | Dec 2, 2026 | Common Stock | 100,000 | 100,000 | D |