SEC Form 4/A · accession 0001441557-17-000003
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. · CELZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
CREATIVE MEDICAL HEALTH INC.
10% Owner
Period of report
Dec 18, 2016
Accepted (ET)
Jan 6, 2017 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001187953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2016 | S | 3,412,791 | $0.01 | D | 61,553,876 | D | |
| Common Stock | Dec 31, 2016 | S | 2,935,609 | $0.10 | D | 58,618,267 | D | |
| Common Stock | holding | — | — | — | 64,966,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.10 | holding | — | — | — | Sep 30, 2016 | Sep 30, 2026 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The transaction reported hereby represents a cancellation of debt owed by the reporting party to the purchaser. The total amount of debt exchanged for the common shares was $293,560.91, or $0.10 per share, the same price as shares of common stock purchased by the reporting party on September 30, 2016. As an incentive to enter into the transaction the reporting party granted to the purchaser an option to purchase up to 293,561 shares of the Issuer at $0.10 per share with such option expiring August 1, 2019.