SEC Form 4 · accession 0001441557-16-000106
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. · CELZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CREATIVE MEDICAL HEALTH INC.
10% Owner
Period of report
Sep 30, 2016
Accepted (ET)
Nov 14, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001187953
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2016 | P | 300,000 | $0.10 | A | 64,996,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.10 | Sep 30, 2016 | P | 30,000 | A | Sep 30, 2016 | Sep 30, 2026 | Common Stock | 30,000 | 30,000 | D |