SEC Form 4 · accession 0001140361-15-011562
DENALI FUND INC. · DNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BANK OF AMERICA CORP
10% Owner
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001187520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Auction Rate PreferredF1,F2 | Mar 10, 2015 | J | 163 | — | D | 0 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Blue Ridge Investors, L.L.C. ("Blue Ridge"). Blue Ridge is a wholly owned subsidiary of Bank of America Corporation ("Bank of America").
- F2The Shares were called for redemption by the issuer at par value.