SEC Form 3 · accession 0001209191-15-020526
Molecular Templates, Inc. · MTEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stewart M. Kroll
Officer — Senior Vice President
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 8:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001183765
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 49,729 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.30 | holding | — | — | — | — | Jun 25, 2016 | Common Stock | 917 | — | D |
| Stock Option (right to buy)F2 | $1.30 | holding | — | — | — | — | Apr 1, 2017 | Common Stock | 4,166 | — | D |
| Stock Option (right to buy)F3 | $1.30 | holding | — | — | — | — | Feb 26, 2018 | Common Stock | 24,999 | — | D |
| Stock Option (right to buy)F4 | $0.79 | holding | — | — | — | — | Jan 8, 2019 | Common Stock | 15,433 | — | D |
| Stock Option (right to buy)F5 | $1.44 | holding | — | — | — | — | May 24, 2020 | Common Stock | 99,000 | — | D |
| Stock Option (right to buy)F6 | $1.64 | holding | — | — | — | — | Jun 6, 2021 | Common Stock | 113,000 | — | D |
| Stock Option (right to buy)F7 | $7.22 | holding | — | — | — | — | Apr 5, 2022 | Common Stock | 100,000 | — | D |
| Stock Option (right to buy)F8 | $5.09 | holding | — | — | — | — | Mar 12, 2023 | Common Stock | 100,000 | — | D |
| Stock Option (right to buy)F9 | $3.62 | holding | — | — | — | — | May 15, 2024 | Common Stock | 90,000 | — | D |
| Warrant (right to buy) | $2.46 | holding | — | — | — | Mar 16, 2011 | Mar 15, 2016 | Common Stock | 952 | — | D |
Explanation of responses
- F1The option became fully vested on June 26, 2010.
- F2The option became fully vested on April 2, 2011.
- F3The option became fully vested on February 27, 2012.
- F4The option became fully vested on January 9, 2013.
- F5The option became fully vested on May 25, 2014.
- F6The option vests in 48 equal monthly installments over a four-year period beginning on the date of grant of June 7, 2011.
- F7The option vests in 48 equal monthly installments over a four-year period beginning on the date of grant of April 6, 2012.
- F8The option vests in 48 equal monthly installments over a four-year period beginning on the date of grant of March 13, 2013.
- F9The option vests in 48 equal monthly installments over a four-year period beginning on the date of grant of May 16, 2014.