SEC Form 4 · accession 0001209191-15-016520
Molecular Templates, Inc. · MTEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilfred E Jaeger
Director
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 12:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001183765
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2015 | P | 25,000 | $3.745 | A | 80,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant (Right to Buy)F1,F2 | $10.86 | Feb 18, 2015 | P | 25,000 | A | Aug 18, 2015 | Feb 18, 2020 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The reported securities were purchased by the Reporting Person in combination. The purchase price for the shares of common stock and accompanying warrants to purchase common stock was $3.745 for each share of common stock and an accompanying warrant to purchase one share of common stock.
- F2The exercise price of the warrants is initially $10.86 per share and is subject to certain adjustments as provided in the warrants, provided that in no event will the exercise price per share exceed $10.86 or be below $3.62.