SEC Form 4/A · accession 0000899243-15-009069
TANGOE INC · TNGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Alexander R Slusky
10% Owner
VECTOR ENTREPRENEUR FUND III L P
10% Owner
Vector Capital IV, L.P.
10% Owner
VECTOR CAPITAL PARTNERS IV, L.P.
10% Owner
VECTOR CAPITAL PARTNERS III, L.P.
10% Owner
VECTOR CAPITAL, L.L.C.
10% Owner
Period of report
Sep 9, 2015
Accepted (ET)
Dec 1, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001182325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F4 | Oct 1, 2015 | P | 74,100 | $7.1645 | A | 1,351,775 | I | See Footnotes |
| Common StockF2,F3,F4 | Oct 1, 2015 | P | 900 | $7.1645 | A | 1,352,675 | I | See Footnotes |
| Common StockF1,F3,F4 | Oct 2, 2015 | P | 49,400 | $7.1323 | A | 1,402,075 | I | See Footnotes |
| Common StockF2,F3,F4 | Oct 2, 2015 | P | 600 | $7.1323 | A | 1,402,675 | I | See Footnotes |
| Common StockF1,F3,F4 | Oct 6, 2015 | P | 2,073 | $7.20 | A | 1,404,748 | I | See Footnotes |
| Common StockF2,F3,F4 | Oct 6, 2015 | P | 25 | $7.20 | A | 1,404,773 | I | See Footnotes |
| Common StockF1,F3,F4 | Oct 26, 2015 | P | 23,274 | $8.2447 | A | 1,428,047 | I | See Footnotes |
| Common StockF2,F3,F4 | Oct 26, 2015 | P | 283 | $8.2447 | A | 1,428,330 | I | See Footnotes |
| Common StockF1,F3,F4 | Nov 2, 2015 | P | 52,058 | $8.2153 | A | 1,480,388 | I | See Footnotes |
| Common StockF2,F3,F4 | Nov 2, 2015 | P | 632 | $8.2153 | A | 1,481,020 | I | See Footnotes |
| Common StockF1,F3,F4 | Nov 3, 2015 | P | 494 | $8.232 | A | 1,481,514 | I | See Footnotes |
| Common StockF2,F3,F4 | Nov 3, 2015 | P | 6 | $8.232 | A | 1,481,520 | I | See Footnotes |
| Common StockF1,F3,F4 | Nov 4, 2015 | P | 46,889 | $8.5933 | A | 1,528,409 | I | See Footnotes |
| Common StockF2,F3,F4 | Nov 4, 2015 | P | 570 | $8.5933 | A | 1,528,979 | I | See Footnotes |
| Common StockF1,F3,F4 | Nov 5, 2015 | P | 111,868 | $8.5823 | A | 1,640,847 | I | See Footnotes |
| Common StockF2,F3,F4 | Nov 5, 2015 | P | 1,359 | $8.5823 | A | 1,642,206 | I | See Footnotes |
| Common StockF1,F3,F4 | Nov 6, 2015 | P | 1,650,856 | $7.0572 | A | 3,293,062 | I | See Footnotes |
| Common StockF2,F3,F4 | Nov 6, 2015 | P | 20,051 | $7.0572 | A | 3,313,113 | I | See Footnotes |
| Common StockF1,F3,F4 | Nov 9, 2015 | P | 242,760 | $7.0134 | A | 3,555,873 | I | See Footnotes |
| Common StockF2,F3,F4 | Nov 9, 2015 | P | 2,949 | $7.0134 | A | 3,558,822 | I | See Footnotes |
| Common StockF1,F3,F4 | Nov 10, 2015 | P | 340,691 | $7.0106 | A | 3,899,513 | I | See Footnotes |
| Common StockF2,F3,F4 | Nov 10, 2015 | P | 4,138 | $7.0106 | A | 3,903,651 | I | See Footnotes |
| Common StockF1,F3,F4 | Nov 11, 2015 | P | 29,640 | $6.6597 | A | 3,933,291 | I | See Footnotes |
| Common StockF2,F3,F4 | Nov 11, 2015 | P | 360 | $6.6597 | A | 3,933,651 | I | See Footnotes |
| Common StockF1,F3,F4 | Nov 13, 2015 | P | 28,257 | $5.9996 | A | 3,961,908 | I | See Footnotes |
| Common StockF2,F3,F4 | Nov 13, 2015 | P | 343 | $5.9996 | A | 3,962,251 | I | See Footnotes |
| Common StockF1,F3,F4 | Nov 13, 2015 | P | 28,257 | $5.9996 | A | 3,961,908 | I | See Footnotes |
| Common StockF2,F3,F4 | Nov 13, 2015 | P | 343 | $5.9996 | A | 3,962,251 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Directly owned by Vector Capital IV, L.P. ("VC IV").
- F2Directly owned by Vector Entrepreneur Fund III, L.P. ("VEF III").
- F3Vector Capital Partners IV, L.P. ("VCP IV") is the sole General Partner of VC IV. Vector Capital Partners III, L.P. ("VCP III") is the sole General Partner of VEF III. Vector Capital, L.L.C. ("VC", and together with VC IV, VCP IV, VEF III and VCP III, "Vector") is a General Partner of both VCP III and VCP IV. The principal employment of Mr. Slusky is the Managing Director and Chief Investment Officer of Vector Capital Management, L.P., a Delaware limited partnership, which is principally engaged in the business of managing a portfolio of funds, including Vector. Mr. Slusky disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest (within the meaning of Rule 16a-1 of the Exchange Act).
- F4This transaction is not new or revised. It is being reported again to gain access to the system to add Vector Entrepreneur Fund III, L.P., Vector Capital Partners IV, L.P., Vector Capital Partners III, L.P., and Vector Capital, L.L.C. as Reporting Parties for all the transactions previously disclosed in the original Form 4 filed on November 17, 2015.
Remarks
Form 2 of 2 See Exhibit 99.1 Joint Filer Information. The Date of Earliest Transaction Required to Be Reported in Exhibit 99.1, Joint Filer Information, has been amended to September 9, 2015. Vector Entrepreneur Fund III, L.P., Vector Capital Partners IV, L.P., Vector Capital Partners III, L.P., and Vector Capital, L.L.C. have also been added as Joint Filers.