SEC Form 5 · accession 0001584327-15-000002
Granite Falls Energy, LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marten Gerald Goulet
Director
Period of report
Oct 31, 2012
Accepted (ET)
Dec 4, 2015 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001181749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| LLC UnitsF1,F2 | holding | — | — | — | 40 | D | ||
| LLC UnitsF1,F3 | holding | — | — | — | 10 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Goulet was elected governor on March 22nd, 2012. The failure to file Form 3 was inadvertent and due to administrative error.
- F2All units are owned jointly by Mr. Goulet and his spouse.
- F3Units owned indirectly through Jasper Goulet, Marten Goulet's son.