SEC Form 4 · accession 0001628280-26-063378
SPACE EXPLORATION TECHNOLOGIES CORP · SPCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gwynne Shotwell
Officer — President and COO · Director
Period of report
Apr 18, 2026
Accepted (ET)
Sep 24, 2026 · 4:11 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001181412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 18, 2026 | M | 138,900 | $8.3998 | A | 2,397,625 | D | |
| Class A Common Stock | Apr 18, 2026 | M | 74,410 | $11.20 | A | 2,472,035 | D | |
| Class A Common Stock | Sep 22, 2026 | M | 138,900 | $8.3998 | A | 2,610,935 | D | |
| Class A Common Stock | Sep 22, 2026 | M | 74,405 | $11.20 | A | 2,685,340 | D | |
| Class A Common Stock | Sep 22, 2026 | M | 128,865 | $19.40 | A | 2,814,205 | D | |
| Class A Common StockF2 | Sep 22, 2026 | S | 12,500 | $151.1515 | D | 2,801,705 | D | |
| Class A Common StockF3 | Sep 22, 2026 | S | 7,600 | $151.9272 | D | 2,794,105 | D | |
| Class A Common StockF4 | Sep 22, 2026 | S | 145,809 | $153.2729 | D | 2,648,296 | D | |
| Class A Common StockF5 | Sep 22, 2026 | S | 151,844 | $153.9481 | D | 2,496,452 | D | |
| Class A Common StockF6 | Sep 22, 2026 | S | 24,417 | $154.7196 | D | 2,472,035 | D | |
| Class A Common Stock | holding | — | — | — | 1,556,005 | I | By QM RS 2021 Exempt Trust | |
| Class A Common Stock | holding | — | — | — | 1,556,055 | I | By QM GS 2021 Exempt Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy (Class A Common Stock)F7 | $8.3998 | Apr 18, 2026 | M | 138,900 | D | — | Apr 20, 2031 | Class A Common Stock | 138,900 | 194,450 | D |
| Option to Buy (Class A Common Stock)F7 | $11.20 | Apr 18, 2026 | M | 74,410 | D | — | Apr 27, 2032 | Class A Common Stock | 74,410 | 104,165 | D |
| Option to Buy (Class A Common Stock)F7 | $8.3998 | Sep 22, 2026 | M | 138,900 | D | — | Apr 20, 2031 | Class A Common Stock | 138,900 | 55,550 | D |
| Option to Buy (Class A Common Stock)F7 | $11.20 | Sep 22, 2026 | M | 74,405 | D | — | Apr 27, 2032 | Class A Common Stock | 74,405 | 29,760 | D |
| Option to Buy (Class A Common Stock)F8 | $19.40 | Sep 22, 2026 | M | 128,865 | D | — | May 16, 2034 | Class A Common Stock | 128,865 | 489,695 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 23, 2026.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $151.58 and the lowest price at which shares were sold was $150.61. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $152.60 and the lowest price at which shares were sold was $151.62. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $153.61 and the lowest price at which shares were sold was $152.62. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5Represents the weighted average sale price. The highest price at which shares were sold was $154.61 and the lowest price at which shares were sold was $153.62. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6Represents the weighted average sale price. The highest price at which shares were sold was $154.94 and the lowest price at which shares were sold was $154.63. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F7The remaining outstanding options will vest in approximately equal monthly installments through November 15, 2026, subject to the Reporting Person's continued employment with the Issuer.
- F8The remaining outstanding options will vest in approximately equal monthly installments through November 15, 2029, subject to the Reporting Person's continued employment with the Issuer.