SEC Form 4 · accession 0001209191-18-025367
HERBALIFE LTD. · HLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Dunn
Director
Period of report
Apr 16, 2018
Accepted (ET)
Apr 18, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001180262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2018 | M | 5,452 | $53.29 | A | 34,706 | D | |
| Common Stock | Apr 16, 2018 | D | 2,864 | $101.46 | D | 31,842 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $53.29 | Apr 16, 2018 | M | 5,452 | D | Apr 15, 2012 | May 18, 2018 | Common Stock | 5,452 | 0 | D |
Explanation of responses
- F1The reporting person received 2,588 shares of common stock upon the net exercise of the 5,452 stock appreciation rights ("SARs"). The reporting person forfeited 2,864 shares of common stock underlying SARs in payment of the exercise price using the closing stock price on April 16, 2018 of $101.46