SEC Form 4 · accession 0001209191-17-036957
HERBALIFE LTD. · HLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Levy
Officer — EVP, WW Sales & Marketing
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001180262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2017 | F | 3,298 | $71.17 | D | 179,449 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person previously elected to defer the receipt of shares of the Issuer's common stock ("Shares") issuable upon the vesting of restricted stock units (the "RSUs") granted to such reporting person on May 29, 2007. The deferral period lapsed on May 30, 2017. The reporting person forfeited 3,298 Shares to satisfy the withholding tax obligation resulting from the lapse of the deferral period, using the closing stock price on May 30, 2017 of $71.17.