SEC Form 4 · accession 0001209191-15-065334
HERBALIFE LTD. · HLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edi Hienrich
Officer — SVP/Managing Director EMEA
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001180262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2015 | M | 3,600 | $6.82 | A | 9,947 | D | |
| Common Stock | Aug 7, 2015 | D | 1,965 | $60.00 | D | 7,982 | D | |
| Common Stock | Aug 7, 2015 | S | 5,487 | $60.00 | D | 2,495 | D | |
| Common Stock | Aug 10, 2015 | S | 1,635 | $59.89 | D | 860 | D | |
| Common Stock | Aug 7, 2015 | M | 3,060 | $6.82 | A | 3,403 | I | By wife |
| Common Stock | Aug 7, 2015 | D | 1,670 | $60.00 | D | 1,733 | I | By wife |
| Common Stock | Aug 7, 2015 | S | 343 | $60.00 | D | 1,390 | I | By wife |
| Common Stock | Aug 10, 2015 | S | 1,390 | $59.89 | D | 0 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $6.82 | Aug 7, 2015 | M | 3,600 | D | Feb 27, 2012 | Feb 27, 2019 | Common Stock | 3,600 | 0 | D |
| Stock Appreciation RightsF3 | $6.82 | Aug 7, 2015 | M | 3,060 | D | Feb 27, 2012 | Feb 27, 2019 | Common Stock | 3,060 | 0 | I |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2015.
- F2This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2015.
- F3These stock appreciation rights were fully vested as of February 27, 2012.