SEC Form 4 · accession 0000914190-17-000220
Cardiovascular Systems Inc · CSII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J. Kenny
Officer — Chief Operating Officer
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001180145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 7, 2017 | A | 12,476 | $0.00 | A | 118,585 | D | |
| Common StockF3 | Aug 7, 2017 | A | 37,428 | $0.00 | A | 156,013 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restrictions lapse as to 4,159 shares on 8/13/18 and 8/13/19 and as to 4,158 shares on 8/13/20.
- F2Includes 617 shares acquired on December 31, 2016 and 488 shares acquired on June 30, 2017 through the Issuer's Employee Stock Purchase Plan.
- F3Subject to performance-based forfeiture based on the three year total shareholder return for fiscal years 2018, 2019 and 2020 versus the Company's peer group.