SEC Form 4 · accession 0000914190-16-000919
Cardiovascular Systems Inc · CSII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A. Koehn
Officer — SVP Manufacturing & Operations
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001180145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | M | 8,230 | $12.15 | A | 87,520 | D | |
| Common Stock | Nov 30, 2016 | F | 4,133 | $24.19 | D | 83,387 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $12.15 | Nov 30, 2016 | M | 8,230 | D | — | Dec 11, 2017 | Common Stock | 8,230 | 24,120 | D |
| Stock Option (right to buy)F1 | $7.90 | holding | — | — | — | — | Jun 11, 2017 | Common Stock | 8,087 | 8,087 | D |
| Stock Option (right to buy)F1 | $7.90 | holding | — | — | — | — | Oct 8, 2017 | Common Stock | 12,940 | 12,940 | D |
| Stock Option (right to buy)F1 | $8.75 | holding | — | — | — | — | Mar 1, 2019 | Common Stock | 8,087 | 8,087 | D |
Explanation of responses
- F1Fully exercisable.