SEC Form 4 · accession 0000914190-16-000845
Cardiovascular Systems Inc · CSII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A. Koehn
Officer — SVP Manufacturing & Operations
Period of report
Oct 10, 2016
Accepted (ET)
Oct 12, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001180145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 10, 2016 | M | 30,910 | $8.83 | A | 110,200 | D | |
| Common StockF2 | Oct 10, 2016 | S | 30,910 | $25.0737 | D | 79,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $8.83 | Oct 10, 2016 | M | 30,910 | D | — | Apr 17, 2017 | Common Stock | 30,910 | 0 | D |
| Stock Option (right to buy)F3 | $7.90 | holding | — | — | — | — | Jun 11, 2017 | Common Stock | 8,087 | 8,087 | D |
| Stock Option (right to buy)F3 | $7.90 | holding | — | — | — | — | Oct 8, 2017 | Common Stock | 12,940 | 12,940 | D |
| Stock Option (right to buy)F3 | $12.15 | holding | — | — | — | — | Dec 11, 2017 | Common Stock | 32,350 | 32,350 | D |
| Stock Option (right to buy)F3 | $8.75 | holding | — | — | — | — | Mar 1, 2019 | Common Stock | 8,087 | 8,087 | D |
Explanation of responses
- F1The option exercise and sales of the underlying shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.18 inclusive. The reporting person undertakes to provide Cardiovascular Systems, Inc., any security holder of Cardiovascular Systems, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Fully exercisable.