SEC Form 4 · accession 0000914190-16-000777
Cardiovascular Systems Inc · CSII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A. Koehn
Officer — SVP Manufacturing & Operations
Period of report
Aug 22, 2016
Accepted (ET)
Aug 24, 2016 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001180145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2016 | S | 2,527 | $23.9214 | D | 100,125 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $8.83 | holding | — | — | — | — | Apr 17, 2017 | Common Stock | 35,585 | 35,585 | D |
| Stock Option (right to buy)F2 | $8.83 | holding | — | — | — | — | Apr 17, 2017 | Common Stock | 1,294 | 1,294 | D |
| Stock Option (right to buy)F2 | $7.90 | holding | — | — | — | — | Jun 11, 2017 | Common Stock | 8,087 | 8,087 | D |
| Stock Option (right to buy)F2 | $7.90 | holding | — | — | — | — | Oct 8, 2017 | Common Stock | 12,940 | 12,940 | D |
| Stock Option (right to buy)F2 | $12.15 | holding | — | — | — | — | Dec 11, 2017 | Common Stock | 32,350 | 32,350 | D |
| Stock Option (right to buy)F2 | $8.75 | holding | — | — | — | — | Mar 1, 2019 | Common Stock | 8,087 | 8,087 | D |
Explanation of responses
- F1Represents shares sold pursuant to a Rule 10b5-1 trading plan, the proceeds of which were used to pay required withholding taxes in connection with the vesting and delivery of restricted stock.
- F2Fully exercisable.