SEC Form 4 · accession 0000914190-16-000728
Cardiovascular Systems Inc · CSII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Rosenstein
Officer — General Counsel & Corp. Secy
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001180145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2016 | A | 19,283 | $0.00 | A | 31,841 | D | |
| Common StockF2 | Aug 8, 2016 | A | 6,428 | $0.00 | A | 38,269 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Subject to performance-based forfeiture based on the three year total shareholder return for fiscal years 2017, 2018 and 2019 versus the Company's peer group.
- F2Restrictions lapse as to 2,143 shares on 8/13/17 and 8/13/18, and 2,142 shares on 8/13/19.