SEC Form 4 · accession 0000914190-16-000725
Cardiovascular Systems Inc · CSII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurence L Betterley
Officer — Chief Financial Officer
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001180145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2016 | A | 48,250 | $0.00 | A | 240,516 | D | |
| Common StockF2 | Aug 8, 2016 | A | 16,083 | $0.00 | A | 256,599 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $8.75 | holding | — | — | — | — | Mar 1, 2019 | Common Stock | 14,234 | 14,234 | D |
Explanation of responses
- F1Subject to performance-based forfeiture based on the three year total shareholder return for fiscal years 2017, 2018 and 2019 versus the Company's peer group.
- F2Restrictions lapse as to 5,361 shares on each of 8/13/17, 8/13/18 and 8/13/19.
- F3Fully exercisable.