SEC Form 4 · accession 0000914190-15-000422
Cardiovascular Systems Inc · CSII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Thatcher
Officer — Chief Healthcare Policy Off'r
Period of report
Oct 2, 2015
Accepted (ET)
Oct 6, 2015 · 8:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001180145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2015 | M | 64,700 | $12.37 | A | 191,678 | D | |
| Common Stock | Oct 2, 2015 | S | 64,700 | $16.3073 | D | 126,978 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $12.37 | Oct 2, 2015 | M | 64,700 | D | — | Oct 16, 2015 | Common Stock | 64,700 | 0 | D |
| Stock Option (right to buy)F2 | $8.83 | holding | — | — | — | — | Apr 17, 2017 | Common Stock | 265 | 265 | D |
| Stock Option (right to buy)F2 | $12.15 | holding | — | — | — | — | Dec 11, 2017 | Common Stock | 32,350 | 32,350 | D |
Explanation of responses
- F1The exercise of the option and the sale of the underlying shares were made pursuant to a Rule 10b5-1 trading plan.
- F2Fully exercisable.