SEC Form 4 · accession 0000914190-15-000320
Cardiovascular Systems Inc · CSII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A. Koehn
Officer — SVP Quality & Operations
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001180145
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2015 | A | 10,417 | $0.00 | A | 71,172 | D | |
| Common StockF2 | Aug 10, 2015 | A | 10,418 | $0.00 | A | 81,590 | D | |
| Common StockF3,F4 | Aug 10, 2015 | A | 6,945 | $0.00 | A | 88,841 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $8.83 | holding | — | — | — | — | Apr 17, 2017 | Common Stock | 35,585 | 35,585 | D |
| Stock Option (right to buy)F5 | $8.83 | holding | — | — | — | — | Apr 17, 2017 | Common Stock | 1,294 | 1,294 | D |
| Stock Option (right to buy)F5 | $7.90 | holding | — | — | — | — | Jun 11, 2017 | Common Stock | 8,087 | 8,087 | D |
| Stock Option (right to buy)F5 | $7.90 | holding | — | — | — | — | Oct 8, 2017 | Common Stock | 12,940 | 12,940 | D |
| Stock Option (right to buy)F5 | $12.15 | holding | — | — | — | — | Dec 11, 2017 | Common Stock | 32,350 | 32,350 | D |
| Stock Option (right to buy)F5 | $8.75 | holding | — | — | — | — | Mar 1, 2019 | Common Stock | 8,087 | 8,087 | D |
Explanation of responses
- F1Subject to performance-based forfeiture based on total shareholder return for fiscal 2016 versus the Company's peer group.
- F2Subject to performance-based forfeiture based on annual revenue growth for fiscal 2016 versus the Company's peer group.
- F3Restrictions lapse as to 2,315 shares on each of 8/13/16, 8/13/17 and 8/13/18.
- F4Includes 306 shares acquired on June 30, 2015 through the Issuer's Employee Stock Purchase Plan.
- F5Fully exercisable.