SEC Form 4 · accession 0001140361-15-045128
Itron Networked Solutions, Inc. · SSNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raj Vaswani
Officer — Chief Technology Officer
Period of report
Dec 17, 2015
Accepted (ET)
Dec 18, 2015 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001180079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2015 | M | 2,720 | $1.10 | A | 580,449 | D | |
| Common Stock | Dec 17, 2015 | S | 9,023 | $15.00 | D | 571,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $1.10 | Dec 17, 2015 | M | 2,720 | D | — | May 31, 2017 | Common Stock | 2,720 | 128,889 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2015.
- F2The stock option grant has fully vested and is immediately exercisable.