SEC Form 4 · accession 0001628280-19-002639
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Giovinazzi
Officer — EVP, CCO of Provident Bank
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2019 | F | 187 | $27.24 | D | 92,245 | D | |
| Common StockF1 | Mar 5, 2019 | A | 8,318 | $0.00 | A | 100,563 | D | |
| Common Stock | Mar 5, 2019 | F | 2,633 | $27.24 | D | 97,930 | D | |
| Common StockF2 | holding | — | — | — | 11,165 | I | By ESOP | |
| Common Stock | holding | — | — | — | 4,145 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $10.34 | holding | — | — | — | Mar 4, 2013 | Feb 3, 2020 | Common Stock | 12,114 | 12,114 | D |
Explanation of responses
- F1Performance vesting stock awards granted on February 24, 2016 based on meeting certain performance criteria.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Stock options have fully vested.