SEC Form 5 · accession 0001628280-18-001417
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher P Martin
Officer — Chairman, President and CEO · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 12, 2018 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 17, 2017 | G | 7,814 | $0.00 | D | 308,991 | D | |
| Common StockF1 | holding | — | — | — | 144,866 | I | By 401(k) Plan | |
| Common StockF1 | holding | — | — | — | 14,177 | I | By ESOP | |
| Common Stock | holding | — | — | — | 17,785 | I | By Deferred Fee Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $26.31 | holding | — | — | — | Mar 7, 2018 | Mar 7, 2027 | Common Stock | 42,857 | 42,857 | D |
| Stock OptionsF2 | $18.34 | holding | — | — | — | Feb 19, 2016 | Feb 19, 2025 | Common Stock | 65,972 | 65,972 | D |
| Stock OptionsF3 | $16.38 | holding | — | — | — | Feb 19, 2015 | Feb 19, 2024 | Common Stock | 35,000 | 35,000 | D |
| Stock OptionsF4 | $14.88 | holding | — | — | — | Feb 3, 2013 | Feb 3, 2022 | Common Stock | 25,000 | 25,000 | D |
| Stock OptionsF2 | $16.38 | holding | — | — | — | Mar 4, 2016 | Feb 19, 2024 | Common Stock | 45,762 | 45,762 | D |
| Stock OptionsF2 | $18.70 | holding | — | — | — | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 76,327 | 76,327 | D |
| Stock OptionsF4 | $14.50 | holding | — | — | — | Feb 24, 2011 | Feb 24, 2021 | Common Stock | 14,623 | 14,623 | D |
| Stock OptionsF2 | $15.23 | holding | — | — | — | Feb 19, 2014 | Feb 19, 2023 | Common Stock | 35,000 | 35,000 | D |
| Stock OptionsF4 | $14.50 | holding | — | — | — | Feb 24, 2012 | Feb 24, 2021 | Common Stock | 50,000 | 50,000 | D |
| Stock OptionsF4 | $15.23 | holding | — | — | — | Mar 4, 2015 | Feb 19, 2023 | Common Stock | 25,126 | 25,126 | D |
| Stock OptionsF4 | $14.88 | holding | — | — | — | Mar 4, 2015 | Feb 3, 2022 | Common Stock | 22,542 | 22,542 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Stock options vest at a rate of 33.3% per year.
- F3Stock options vest at a rate of 20% per year.
- F4Stock options have fully vested.