SEC Form 4 · accession 0001628280-18-000155
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Giovinazzi
Officer — EVP, CCO of Provident Bank
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 9:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2018 | M | 5,370 | $12.54 | A | 75,343 | D | |
| Common StockF1 | holding | — | — | — | 10,013 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 4,145 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.54 | Jan 3, 2018 | M | 5,370 | D | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 5,370 | 0 | D |
| Stock OptionsF3 | $10.34 | holding | — | — | — | Mar 4, 2013 | Feb 3, 2020 | Common Stock | 12,114 | 12,114 | D |
| Stock OptionsF3 | $10.40 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 7,110 | 7,110 | D |
| Stock OptionsF3 | $10.40 | holding | — | — | — | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 2,124 | 2,124 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Reflects exercise of options that expire on January 29, 2018.
- F3Stock options have fully vested.