SEC Form 4 · accession 0001628280-18-000077
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Kuntz
Officer — EVP,General Counsel, Secretary
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 2:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2018 | M | 2,256 | $12.54 | A | 72,486 | D | |
| Common StockF1 | holding | — | — | — | 4,571 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 17,788 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 500 | I | By Wife's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.54 | Jan 2, 2018 | M | 2,256 | D | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 2,256 | 0 | D |
| Stock OptionsF3 | $10.40 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 4,668 | 4,668 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Reflects exercise of options that expire on January 29, 2018.
- F3Stock options have fully vested.