SEC Form 4 · accession 0001628280-17-012119
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A. Christy
Officer — SVP, CRO of Provident Bank
Period of report
Dec 4, 2017
Accepted (ET)
Dec 5, 2017 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2017 | M | 1,060 | $12.54 | A | 21,992 | D | |
| Common StockF2 | holding | — | — | — | 1,448 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 12,857 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.54 | Dec 4, 2017 | M | 1,060 | D | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 1,060 | 0 | D |
| Stock OptionsF3 | $10.40 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 1,560 | 1,560 | D |
Explanation of responses
- F1Reflects exercise of options that expire on January 29, 2018.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Stock options have fully vested.