SEC Form 4 · accession 0001628280-17-011953

PROVIDENT FINANCIAL SERVICES INC · PFS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP/CLO of Provident Bank

Period of report

Nov 29, 2017

Accepted (ET)

Dec 1, 2017 · 1:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001178970

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 29, 2017	M	6,100	$12.54	A	71,219	D
Common Stock	Nov 29, 2017	S	100	$28.37	D	71,119	D
Common Stock	Nov 29, 2017	S	1,800	$28.345	D	69,319	D
Common Stock	Nov 29, 2017	S	100	$28.34	D	69,219	D
Common Stock	Nov 29, 2017	S	1,124	$28.32	D	68,095	D
Common Stock	Nov 29, 2017	S	536	$28.31	D	67,559	D
Common Stock	Nov 29, 2017	S	1,000	$28.675	D	66,559	D
Common Stock	Nov 29, 2017	S	1,440	$28.67	D	65,119	D
Common Stock^F1	holding	—	—		—	6,278	I	By 401(k)
Common Stock^F1	holding	—	—		—	18,075	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F2	$12.54	Nov 29, 2017	M	6,100	D	Jan 29, 2009	Jan 29, 2018	Common Stock	6,100	0	D
Stock Options^F3	$10.40	holding	—	—	—	Feb 3, 2010	Feb 3, 2019	Common Stock	8,090	8,090	D
Stock Options^F3	$10.40	holding	—	—	—	Feb 3, 2012	Feb 3, 2019	Common Stock	2,417	2,417	D

F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F2Reflects exercise of options that expire on January 29, 2018.
F3Stock options have fully vested.