SEC Form 4 · accession 0001628280-17-011588
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura L Brooks
Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 15, 2017 · 12:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2017 | M | 8,000 | $12.54 | A | 62,905 | D | |
| Common Stock | Nov 14, 2017 | S | 600 | $26.10 | D | 62,305 | D | |
| Common Stock | Nov 14, 2017 | S | 100 | $26.09 | D | 62,205 | D | |
| Common Stock | Nov 14, 2017 | S | 100 | $26.08 | D | 62,105 | D | |
| Common Stock | Nov 14, 2017 | S | 100 | $26.065 | D | 62,005 | D | |
| Common Stock | Nov 14, 2017 | S | 1,150 | $26.06 | D | 60,855 | D | |
| Common Stock | Nov 14, 2017 | S | 100 | $26.055 | D | 60,755 | D | |
| Common Stock | Nov 14, 2017 | S | 100 | $26.05 | D | 60,655 | D | |
| Common Stock | Nov 14, 2017 | S | 200 | $26.04 | D | 60,455 | D | |
| Common Stock | Nov 14, 2017 | S | 150 | $26.03 | D | 60,305 | D | |
| Common Stock | Nov 14, 2017 | S | 75 | $26.02 | D | 60,230 | D | |
| Common Stock | Nov 14, 2017 | S | 1 | $26.01 | D | 60,229 | D | |
| Common Stock | Nov 14, 2017 | S | 299 | $26.00 | D | 59,930 | D | |
| Common Stock | Nov 14, 2017 | S | 100 | $25.87 | D | 59,830 | D | |
| Common Stock | Nov 14, 2017 | S | 1,000 | $25.79 | D | 58,830 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $12.54 | Nov 14, 2017 | M | 8,000 | D | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Reflects exercise of options that expire on January 29, 2018.