SEC Form 4 · accession 0001628280-17-002348
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Kuntz
Officer — EVP,General Counsel, Secretary
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 1:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | M | 2,324 | $10.40 | A | 70,273 | D | |
| Common Stock | Mar 7, 2017 | M | 3,112 | $10.40 | A | 73,385 | D | |
| Common Stock | Mar 7, 2017 | M | 13,403 | $10.34 | A | 86,788 | D | |
| Common Stock | Mar 7, 2017 | M | 3,384 | $12.54 | A | 90,172 | D | |
| Common Stock | Mar 7, 2017 | S | 703 | $26.38 | D | 89,469 | D | |
| Common Stock | Mar 7, 2017 | S | 597 | $26.37 | D | 88,872 | D | |
| Common Stock | Mar 7, 2017 | S | 800 | $26.36 | D | 88,072 | D | |
| Common Stock | Mar 7, 2017 | S | 1,600 | $26.35 | D | 86,472 | D | |
| Common Stock | Mar 7, 2017 | S | 400 | $26.34 | D | 86,072 | D | |
| Common Stock | Mar 7, 2017 | S | 200 | $26.33 | D | 85,872 | D | |
| Common Stock | Mar 7, 2017 | S | 700 | $26.32 | D | 85,172 | D | |
| Common Stock | Mar 7, 2017 | S | 474 | $26.31 | D | 84,698 | D | |
| Common Stock | Mar 7, 2017 | S | 1,003 | $26.30 | D | 83,695 | D | |
| Common Stock | Mar 7, 2017 | S | 2,500 | $26.29 | D | 81,195 | D | |
| Common Stock | Mar 7, 2017 | S | 1,320 | $26.28 | D | 79,875 | D | |
| Common Stock | Mar 7, 2017 | S | 2,427 | $26.27 | D | 77,448 | D | |
| Common Stock | Mar 7, 2017 | S | 2,902 | $26.26 | D | 74,546 | D | |
| Common Stock | Mar 7, 2017 | S | 3,797 | $26.25 | D | 70,749 | D | |
| Common Stock | Mar 7, 2017 | S | 500 | $26.24 | D | 70,249 | D | |
| Common Stock | Mar 7, 2017 | S | 200 | $26.23 | D | 70,049 | D | |
| Common Stock | Mar 7, 2017 | S | 500 | $26.22 | D | 69,549 | D | |
| Common Stock | Mar 7, 2017 | S | 700 | $26.21 | D | 68,849 | D | |
| Common Stock | Mar 7, 2017 | S | 900 | $26.20 | D | 67,949 | D | |
| Common StockF1 | holding | — | — | — | 4,300 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 16,494 | I | By ESOP | |
| Common Stock | holding | — | — | — | 500 | I | By Wife's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.40 | Mar 7, 2017 | M | 2,324 | D | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 2,324 | 0 | D |
| Stock Options | $10.34 | Mar 7, 2017 | M | 13,403 | D | Mar 4, 2013 | Feb 3, 2020 | Common Stock | 13,403 | 0 | D |
| Stock OptionsF2 | $10.40 | Mar 7, 2017 | M | 3,112 | D | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 3,112 | 4,668 | D |
| Stock OptionsF2 | $12.54 | Mar 7, 2017 | M | 3,384 | D | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 3,384 | 2,256 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Stock options have fully vested.