SEC Form 4/A · accession 0001628280-17-002176
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher P Martin
Officer — Chairman, President and CEO · Director
Period of report
Mar 4, 2015
Accepted (ET)
Mar 3, 2017 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2015 | A | 32,633 | $0.00 | A | 324,749 | D | |
| Common Stock | Mar 4, 2015 | F | 14,041 | $18.26 | D | 310,708 | D | |
| Common StockF2 | holding | — | — | — | 131,954 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 17,785 | I | By Deferred Fee Plan | |
| Common StockF2 | holding | — | — | — | 10,542 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF10 | $14.88 | Mar 4, 2015 | A | 22,542 | A | Mar 4, 2015 | Feb 3, 2022 | Common Stock | 22,542 | 22,542 | D |
| Stock OptionsF11 | $15.23 | Mar 4, 2015 | A | 25,126 | A | Mar 4, 2015 | Feb 19, 2023 | Common Stock | 25,126 | 25,126 | D |
| Stock OptionsF3 | $18.34 | holding | — | — | — | Feb 19, 2016 | Feb 19, 2025 | Common Stock | 69,561 | 69,561 | D |
| Stock OptionsF4 | $14.50 | holding | — | — | — | Mar 4, 2014 | Mar 4, 2024 | Common Stock | 14,622 | 14,622 | D |
| Stock OptionsF5 | $16.38 | holding | — | — | — | Feb 19, 2015 | Feb 19, 2024 | Common Stock | 35,000 | 35,000 | D |
| Stock OptionsF6 | $10.34 | holding | — | — | — | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 64,433 | 64,433 | D |
| Stock OptionsF6 | $10.40 | holding | — | — | — | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 3,718 | 3,718 | D |
| Stock OptionsF6 | $10.40 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 16,600 | 16,600 | D |
| Stock OptionsF6 | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 13,020 | 13,020 | D |
| Stock OptionsF6 | $17.94 | holding | — | — | — | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 27,267 | 27,267 | D |
| Stock OptionsF6 | $18.48 | holding | — | — | — | Mar 23, 2007 | Mar 23, 2016 | Common Stock | 40,000 | 40,000 | D |
| Stock OptionsF7 | $14.50 | holding | — | — | — | Feb 24, 2012 | Feb 24, 2021 | Common Stock | 50,000 | 50,000 | D |
| Stock OptionsF8 | $15.23 | holding | — | — | — | Feb 19, 2014 | Feb 19, 2023 | Common Stock | 35,000 | 35,000 | D |
| Stock OptionsF9 | $14.88 | holding | — | — | — | Feb 3, 2013 | Feb 3, 2022 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Performance vesting stock awards granted on February 3, 2012 (15,360 shares) and February 19, 2013 (17,273 shares) based on meeting certain performance criteria.
- F10Amendment filed to reflect performance stock options granted on February 3, 2012 which vested on March 4, 2015, but were not included on Form 4 of March 6, 2015.
- F11Amendment filed to reflect performance stock options granted on February 19, 2013 which vested on March 4, 2015, but were not included on Form 4 of March 6, 2015.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Stock options vest at a rate 33.3% per year over a period ending February 19, 2018.
- F4Performance stock options granted on February 3, 2011 which vested on March 4, 2014 based on meeting certain performance criteria.
- F5Stock options vest at a rate of 20% per year over a period ending February 19, 2019.
- F6Stock options have fully vested.
- F7Stock options vest at a rate of 20% per year over a period ending February 24, 2016.
- F8Stock options vest at a rate of 20% per year over a period ending February 19, 2018.
- F9Stock options vest at a rate of 20% per year over a period ending February 3, 2017.