SEC Form 4 · accession 0001628280-17-001004
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Nesci
Officer — EVP and Chief Wealth Mgmt Ofc
Period of report
Feb 7, 2017
Accepted (ET)
Feb 8, 2017 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2017 | M | 15,000 | $10.27 | A | 27,603 | D | |
| Common Stock | Feb 7, 2017 | M | 11,598 | $10.34 | A | 39,201 | D | |
| Common Stock | Feb 7, 2017 | S | 600 | $26.12 | D | 38,601 | D | |
| Common Stock | Feb 7, 2017 | S | 2,300 | $26.115 | D | 36,301 | D | |
| Common Stock | Feb 7, 2017 | S | 1,200 | $26.1125 | D | 35,101 | D | |
| Common Stock | Feb 7, 2017 | S | 2,100 | $26.11 | D | 33,001 | D | |
| Common Stock | Feb 7, 2017 | S | 100 | $26.095 | D | 32,901 | D | |
| Common Stock | Feb 7, 2017 | S | 100 | $26.0875 | D | 32,801 | D | |
| Common Stock | Feb 7, 2017 | S | 752 | $26.08 | D | 32,049 | D | |
| Common Stock | Feb 7, 2017 | S | 200 | $26.07 | D | 31,849 | D | |
| Common Stock | Feb 7, 2017 | S | 800 | $26.06 | D | 31,049 | D | |
| Common Stock | Feb 7, 2017 | S | 3,121 | $26.05 | D | 27,928 | D | |
| Common Stock | Feb 7, 2017 | S | 1,177 | $26.04 | D | 26,751 | D | |
| Common Stock | Feb 7, 2017 | S | 1,037 | $26.03 | D | 25,714 | D | |
| Common Stock | Feb 7, 2017 | S | 1,111 | $26.02 | D | 24,603 | D | |
| Common Stock | Feb 7, 2017 | S | 200 | $26.015 | D | 24,403 | D | |
| Common Stock | Feb 7, 2017 | S | 2,034 | $26.01 | D | 22,369 | D | |
| Common Stock | Feb 7, 2017 | S | 600 | $26.0075 | D | 21,769 | D | |
| Common Stock | Feb 7, 2017 | S | 900 | $26.005 | D | 20,869 | D | |
| Common Stock | Feb 7, 2017 | S | 366 | $26.00 | D | 20,503 | D | |
| Common Stock | Feb 7, 2017 | S | 100 | $25.99 | D | 20,403 | D | |
| Common Stock | Feb 7, 2017 | S | 200 | $25.98 | D | 20,203 | D | |
| Common Stock | Feb 7, 2017 | S | 800 | $25.975 | D | 19,403 | D | |
| Common Stock | Feb 7, 2017 | S | 100 | $25.974 | D | 19,303 | D | |
| Common Stock | Feb 7, 2017 | S | 100 | $25.9725 | D | 19,203 | D | |
| Common Stock | Feb 7, 2017 | S | 3,766 | $25.97 | D | 15,437 | D | |
| Common Stock | Feb 7, 2017 | S | 1,066 | $25.96 | D | 14,371 | D | |
| Common Stock | Feb 7, 2017 | S | 1,768 | $25.95 | D | 12,603 | D | |
| Common StockF1 | holding | — | — | — | 18,497 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 5,327 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $10.27 | Feb 7, 2017 | M | 15,000 | D | May 7, 2010 | May 7, 2019 | Common Stock | 15,000 | 0 | D |
| Stock OptionsF2 | $10.34 | Feb 7, 2017 | M | 11,598 | D | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 11,598 | 0 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Stock options have fully vested.