SEC Form 4 · accession 0001628280-17-000716
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Raimonde
Officer — EVP of Provident Bank
Period of report
Jan 31, 2017
Accepted (ET)
Feb 1, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2017 | M | 15,000 | $17.45 | A | 32,418 | D | |
| Common Stock | Jan 31, 2017 | M | 5,120 | $12.54 | A | 37,538 | D | |
| Common Stock | Jan 31, 2017 | S | 196 | $26.57 | D | 37,342 | D | |
| Common Stock | Jan 31, 2017 | S | 200 | $26.56 | D | 37,142 | D | |
| Common Stock | Jan 31, 2017 | S | 1,111 | $26.55 | D | 36,031 | D | |
| Common Stock | Jan 31, 2017 | S | 1,000 | $26.54 | D | 35,031 | D | |
| Common Stock | Jan 31, 2017 | S | 763 | $26.53 | D | 34,268 | D | |
| Common Stock | Jan 31, 2017 | S | 700 | $26.52 | D | 33,568 | D | |
| Common Stock | Jan 31, 2017 | S | 100 | $26.515 | D | 33,468 | D | |
| Common Stock | Jan 31, 2017 | S | 2,100 | $26.51 | D | 31,368 | D | |
| Common Stock | Jan 31, 2017 | S | 1,083 | $26.50 | D | 30,285 | D | |
| Common Stock | Jan 31, 2017 | S | 7,125 | $26.49 | D | 23,160 | D | |
| Common Stock | Jan 31, 2017 | S | 100 | $26.485 | D | 23,060 | D | |
| Common Stock | Jan 31, 2017 | S | 3,404 | $26.48 | D | 19,656 | D | |
| Common Stock | Jan 31, 2017 | S | 2,238 | $26.47 | D | 17,418 | D | |
| Common StockF1 | holding | — | — | — | 7,468 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 7,537 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $17.45 | Jan 31, 2017 | M | 15,000 | D | May 7, 2008 | May 7, 2017 | Common Stock | 15,000 | 0 | D |
| Stock OptionsF2 | $12.54 | Jan 31, 2017 | M | 5,120 | D | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 5,120 | 0 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Stock options have fully vested.