SEC Form 4 · accession 0001628280-17-000153
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Hernandez
Director
Period of report
Jan 6, 2017
Accepted (ET)
Jan 9, 2017 · 2:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 6, 2017 | M | 2,000 | $17.94 | A | 79,384 | D | |
| Common Stock | Jan 6, 2017 | F | 1,273 | $28.20 | D | 78,111 | D | |
| Common Stock | holding | — | — | — | 1,450 | I | By Wife's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $17.94 | Jan 6, 2017 | M | 2,000 | D | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 2,000 | 0 | D |
| Stock OptionsF2 | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Reflects exercise of options that expire on January 29, 2017.
- F2Stock options have fully vested.