SEC Form 4 · accession 0001628280-16-019429
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Kuntz
Officer — EVP,General Counsel, Secretary
Period of report
Sep 2, 2016
Accepted (ET)
Sep 7, 2016 · 10:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2016 | M | 10,698 | $17.94 | A | 79,312 | D | |
| Common Stock | Sep 2, 2016 | S | 400 | $21.59 | D | 78,912 | D | |
| Common Stock | Sep 2, 2016 | S | 111 | $21.58 | D | 78,801 | D | |
| Common Stock | Sep 2, 2016 | S | 404 | $21.57 | D | 78,397 | D | |
| Common Stock | Sep 2, 2016 | S | 1,678 | $21.56 | D | 76,719 | D | |
| Common Stock | Sep 2, 2016 | S | 2,104 | $21.55 | D | 74,615 | D | |
| Common Stock | Sep 2, 2016 | S | 100 | $21.545 | D | 74,515 | D | |
| Common Stock | Sep 2, 2016 | S | 200 | $21.5425 | D | 74,315 | D | |
| Common Stock | Sep 2, 2016 | S | 2,662 | $21.54 | D | 71,653 | D | |
| Common Stock | Sep 2, 2016 | S | 100 | $21.5325 | D | 71,553 | D | |
| Common Stock | Sep 2, 2016 | S | 1,064 | $21.53 | D | 70,489 | D | |
| Common Stock | Sep 2, 2016 | S | 975 | $21.52 | D | 69,514 | D | |
| Common Stock | Sep 2, 2016 | S | 125 | $21.51 | D | 69,389 | D | |
| Common Stock | Sep 2, 2016 | S | 625 | $21.50 | D | 68,764 | D | |
| Common Stock | Sep 2, 2016 | S | 150 | $21.49 | D | 68,614 | D | |
| Common StockF1 | holding | — | — | — | 4,170 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 16,494 | I | By ESOP | |
| Common Stock | holding | — | — | — | 500 | I | By Wife's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.94 | Sep 2, 2016 | M | 10,698 | D | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 10,698 | 0 | D |
| Stock OptionsF2 | $10.40 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 7,780 | 7,780 | D |
| Stock OptionsF2 | $10.34 | holding | — | — | — | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 13,403 | 13,403 | D |
| Stock OptionsF2 | $10.40 | holding | — | — | — | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 2,324 | 2,324 | D |
| Stock OptionsF2 | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 5,640 | 5,640 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Stock options have fully vested.